Search for: "Discover Financial Services, Incorporated"
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24 Dec 2023, 6:34 am
The legal sector is experiencing a revolution in eDiscovery and contract review through AI, while financial services use AI for customer experience and operational efficiency. [read post]
14 Oct 2022, 2:03 am
With over 25+ years of experience in wealth management and financial services, Greg is a serial founder who discovered his personal purpose and wants to share the knowledge of how to achieve this same goal with others. [read post]
15 Mar 2021, 7:13 am
Previous employers include LPL Financial LLC (CRD#:6413), Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), and Chase Investment Services Corp. [read post]
3 Dec 2021, 1:29 pm
Previously, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Arlington, TX, Banc Of America Investment Services, Inc. [read post]
31 Jan 2024, 8:17 am
But DaVinci discovered that that on 12,378 occasions it had redeemed prepaid cards for users with IP addresses associated with Iran, Syria, Cuban, and Crimea. [read post]
24 Jan 2020, 9:58 am
On December 18, 2019, the New York Department of Financial Services (DFS) issued its Final Regulations detailing the business conduct rules for mortgage loan servicers. [read post]
23 May 2019, 1:39 pm
His previous employers include UBS Financial Services Inc. [read post]
7 Oct 2021, 12:18 pm
He was previously employed with Wachovia Securities, LLC (CRD#:19616), also of Boca Raton, UBS Financial Services Inc. [read post]
10 Feb 2008, 3:14 pm
The University discovered that this policy significantly decreased the number of medical malpractice claims as well as the potential amount of damages. [read post]
25 Oct 2010, 7:26 am
The survey also revealed that an enhanced policy of restraint in discovering tax accrual work papers used to prepare corporate financial statements, announced by the IRS concomitant with the new Schedule UTP, left corporate executives divided over their comfort level. [read post]
7 Nov 2023, 9:01 pm
For example, when providing services to banks or other regulated financial institutions, non-bank financial institutions may be subject to certain data breach notification requirements imposed on bank service providers by banking regulators that incorporate different standards as to when notification is required. [read post]
5 Jan 2021, 11:32 am
LPL Financial discharged Engelmann on 11/29/2019 after discovering that he twice violated the firm’s policy regarding borrowing money from clients. [read post]
17 Jun 2014, 6:42 am
The family pays for the funeral, and only afterwards is the paperwork discovered. [read post]
12 Feb 2016, 8:32 am
Lawyers must dig down and discover what the customer really wants in order to deliver the best value to that customer. [read post]
31 Jul 2012, 12:10 pm
This approach makes life unpredictable for the PTO, for the Federal Circuit Court, and particularly for inventors in the pharmaceutical, computer software and financial services industries. [read post]
1 Jun 2008, 7:37 am
You can find them in our Service Directory. [read post]
8 Jan 2018, 8:50 am
But many organizations still do not incorporate true risk assessments into their information-security planning, even though doing so makes good business sense and is required by many standards and regulatory frameworks (the HIPAA Security Rule, PCI-DSS, and the NY Department of Financial Services Cybersecurity Requirements all require risk assessments, to name just a few). [read post]
27 Jun 2017, 11:15 am
Discovering that, after the fact, can get expensive. [read post]
19 Oct 2021, 9:41 am
Her previous employers include Wells Fargo Clearing Services, LLC (CRD#:19616) of Woodstock, IL., Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Crystal Lake, IL., and Lehman Brothers Inc. [read post]
30 Jun 2014, 9:00 am
But how can the law firm discover “what is really sought” by their clients big or small? [read post]
